Financial Compliance and Risk Management courses (each course is offered every year!)
The Master’s degree requires 30 credits, the LL.M. 24 credits, and the Certificate program 9 credits. To earn a concentration at least 18 credits must be completed from courses within the concentration. The Master’s and LL.M. require a Thesis course and the Master’s requires Introduction to Law and Legal Methods. That leaves room for either completing additional courses within the concentration or taking some electives. The programs are built for flexibility
- Technology & Financial Markets: FinTech & Big Data (3 credits)
- Market Structure & Investment Products, Vehicles (3 credits)
- Cybersecurity, Data Privacy, Technology & Financial Markets (3 credits)
- The Compliance Officer: Risk Management and Compliance Obligations (3 credits)
- Financial Crimes (3 credits)
- Securities Fraud, Financial Crimes, and Internal Investigations (3 credits)
- Introduction to Financial Institutions, Products, Professionals & Associated Regulatory Structure (1 credit)
- Introduction to Broker-Dealer Regulation (1 credit)
- Introduction to Investment Adviser Regulation (1 credit)
- Introduction to Bank Regulation (1 credit)
- Introduction to the Insurance Regulation (1 credit)
- Compliance in the Retail Customer Relationship (1 credit)
Sample of Elective courses (email
graduateadmissions@albanylaw.edu for more information)
- Cybersecurity courses.
See full course list.
- Privacy Law courses.
See full course list.
- HIPPA Compliance (3 credits)
- Healthcare Compliance (3 credits)
- The Compliance Officer: Risk Management and Compliance Obligations